DS
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David Shelly
33 Years of Experience
Mays Landing, NJ
2 DisclosuresBroker
David Shelly is a registered investment advisor at Charles Schwab & CO., INC., based in Mays Landing, NJ, with 33 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
430 Consumer Square, Mays Landing, NJ, 08330
Get directionsHistory
Regulatory History (2)
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Customer Dispute
December 2009Denied
Customer Dispute
August 1999Settled
Employment History
Current Registrations
Charles Schwab & CO., INC.
April 2019 - Present · 7 yrs 6 mos
Charles Schwab & CO., INC.Broker
April 2019 - Present · 7 yrs 6 mos
Previous Registrations
Capital Analysts
March 2014 - April 2019 · 5 yrs 1 mo
Lincoln InvestmentBroker
January 2013 - April 2019 · 6 yrs 3 mos
Lincoln Investment
January 2013 - April 2019 · 6 yrs 3 mos
Raymond James Financial Services Advisors, INC
May 2009 - December 2012 · 3 yrs 7 mos
Raymond James Financial Services, INC.Broker
April 2009 - December 2012 · 3 yrs 8 mos
PNC Investments
January 2004 - April 2009 · 5 yrs 3 mos
PNC InvestmentsBroker
January 2004 - April 2009 · 5 yrs 3 mos
Hilliard Lyons Asset Management
September 2003 - January 2004 · 4 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
June 2002 - January 2004 · 1 yr 7 mos
PNC Brokerage CORPBroker
March 2001 - June 2002 · 1 yr 3 mos
First Union Securities, INC.Broker
October 2000 - February 2001 · 4 mos
First Union Brokerage Services, INC.Broker
September 1998 - October 2000 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1997 - September 1998 · 1 yr 2 mos
Olde Discount CorporationBroker
June 1994 - July 1997 · 3 yrs 1 mo
Hibbard Brown & CO., INC.Broker
July 1993 - June 1994 · 11 mos
State Registrations28 states
ALAZCACOCTDEFLGAHIILINMAMDNCNHNJNYOHOKPAPRSCSDTNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.