DS
DS
David Shelly
32 Years of Experience
Mays Landing, NJ
2 DisclosuresBroker
David Shelly is a registered investment advisor at Charles Schwab & CO., INC., based in Mays Landing, NJ, with 32 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
430 Consumer Square, Mays Landing, NJ, 08330
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2009Denied
Customer Dispute
August 1999Settled
Employment History
Current Registrations
Charles Schwab & CO., INC.
April 2019 - Present · 7 yrs 1 mo
Charles Schwab & CO., INC.Broker
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
Capital Analysts
March 2014 - April 2019 · 5 yrs 1 mo
Lincoln InvestmentBroker
January 2013 - April 2019 · 6 yrs 3 mos
Lincoln Investment
January 2013 - April 2019 · 6 yrs 3 mos
Raymond James Financial Services Advisors, INC
May 2009 - December 2012 · 3 yrs 7 mos
Raymond James Financial Services, INC.Broker
April 2009 - December 2012 · 3 yrs 8 mos
PNC InvestmentsBroker
January 2004 - April 2009 · 5 yrs 3 mos
PNC Investments
January 2004 - April 2009 · 5 yrs 3 mos
Hilliard Lyons Asset Management
September 2003 - January 2004 · 4 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
June 2002 - January 2004 · 1 yr 7 mos
PNC Brokerage CORPBroker
March 2001 - June 2002 · 1 yr 3 mos
First Union Securities, INC.Broker
October 2000 - February 2001 · 4 mos
First Union Brokerage Services, INC.Broker
September 1998 - October 2000 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1997 - September 1998 · 1 yr 2 mos
Olde Discount CorporationBroker
June 1994 - July 1997 · 3 yrs 1 mo
Hibbard Brown & CO., INC.Broker
July 1993 - June 1994 · 11 mos
State Registrations21 states
ALAZCACODEFLGAHIMDNCNHNJNYOHOKPAPRSCTXVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.