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Nancy Finn
32 Years of Experience
Elk River, MN
1 DisclosureBroker
Nancy Finn is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Elk River, MN, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
19157 Freeport Street Nw, Elk River, MN, 55330
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2017Settled
Other Business Activities
Nancy works as an Investment Executive at First Bank Elk River since 2007. This activity takes about a quarter to half of her time, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
December 2013 - Present · 12 yrs 5 mos
Raymond James Financial Services, INC.Broker
September 2002 - Present · 23 yrs 8 mos
Previous Registrations
Wells Fargo Investments, LLCBroker
July 2002 - September 2002 · 2 mos
Marquette Financial Group, INC.Broker
August 1997 - July 2002 · 4 yrs 11 mos
Primevest Financial Services, INC.Broker
July 1993 - August 1997 · 4 yrs 1 mo
State Registrations14 states
AZCAFLIAMDMNNDNENVNYSDTXWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.