Carlton Phillips
Carlton Phillips is a registered investment advisor at Asset Investment Solutions, LLC, based in Fort Mill, SC, with 26 years of industry experience. Carlton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fee is negotiable. This fee is for recommending a third-party investment advisor. Clients will also pay fees directly to the third-party advisor.
Fee Estimator
Location
Fort Mill, SC
Get directionsHistory
Regulatory History (3)
Regulatory
June 2024Regulatory
July 2006Customer Dispute
July 2006Other Business ActivitiesSells Insurance
Carlton is an independent insurance agent and owner at Asset Management Consultants, dedicating full-time hours to fixed insurance sales. He also refers business for real estate and oil/gas investments, and hosts free educational seminars, dedicating minimal time to each.
Employment History
Current Registrations
Asset Investment Solutions, LLC
Previous Registrations
Motiv8 Investments LLC
Brookstone Capital Management LLC
Brokers International Financial Services, LLC
Brookstone Capital Management LLC
AXA Advisors, LLCBroker
Allstate Financial Services, LLCBroker
Nylife Securities INC.Broker
Sunamerica Securities, INC.Broker
Ing Financial Partners, INC.Broker
Investors Security Company, INC.Broker
Sunset Financial Services, INC.Broker
Nathan & Lewis Securities, INC.Broker
1717 Capital Management CompanyBroker
Allmerica Investments, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.