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CFA

William Webb

Rivernorth Capital Management, LLC
22 Years of Experience
West Palm Beach, FL
Broker
View SEC Summary
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William Webb is a CFA-designated registered investment advisor at Rivernorth Capital Management, LLC, based in West Palm Beach, FL, with 22 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 32 clients with $6.2B in assets under management.

Rivernorth Capital Management, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
9 advisors
IM Fee
Planning only
Assets Under Management
$6.2B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

360 S. Rosemary Ave, Suite 1420, West Palm Beach, FL, 33401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William works as a Senior Portfolio Specialist at Rivernorth Capital Management, a registered investment advisor (RIA). This is a full-time commitment, with most of his time spent during trading hours.

Employment History
Current Registrations
Rivernorth Capital Management, LLC
December 2012 - Present · 13 yrs 10 mos
Alps Distributors, INC.
August 2012 - Present · 14 yrs 2 mos
Alps Distributors, INC.Broker
August 2012 - Present · 14 yrs 2 mos
Previous Registrations
Alpha Capital Funds Management
December 2010 - May 2012 · 1 yr 5 mos
Alpha Capital Management, LLC
September 2010 - May 2012 · 1 yr 8 mos
Deutsche Bank Securities INC.
December 2008 - May 2010 · 1 yr 5 mos
Deutsche Bank Securities INC.Broker
October 2008 - May 2010 · 1 yr 7 mos
Cross Creek Capital Management
January 2008 - September 2008 · 8 mos
Primevest Financial Services, INC.Broker
May 1997 - June 1998 · 1 yr 1 mo
Adm Securities, INC.Broker
January 1996 - December 1996 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1994 - January 1996 · 2 yrs
State Registrations49 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNHNJNMNVNYOHOKORPARISCSDTNUTVAVTWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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