Douglas Washburn
Douglas Washburn is a registered investment advisor at Private Advisor Group, LLC, based in Williamsville, NY, with 32 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
19 Limestone Drive Suite 5, Williamsville, NY, 14221
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2003Customer Dispute
August 2000Other Business ActivitiesSells Insurance
Douglas is involved with Independent Planner LLC, Private Advisory Group, and Kafl, dedicating about a quarter of his time to each during securities trading. He also uses IPLLC, LLC as a business entity for tax/investment purposes, spending a few hours per week on it.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
First Allied Advisory Services, INC.
First Allied Securities, INC.
First Allied Securities, INC.Broker
Josephthal & CO., INC.Broker
Mathews, Holmquist & Associates, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.