Joel Morawski
Joel Morawski is a CFP-designated registered investment advisor at Private Advisor Group, LLC, based in Williamsville, NY, with 27 years of industry experience. Joel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
1967 Wehrle Drive, Ste 4, Williamsville, NY, 14221
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Regulatory History (1)
Customer Dispute
May 2004Other Business ActivitiesSells Insurance
Joel is involved in several business activities, including tax preparation and accounting through Sage Investment Group, and serving as a hockey official. He also works with Private Advisor Group and Specific Solutions Incorporated, and proctors risk analysis exams. Joel dedicates a full-time amount of time to Sage IG.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
TD Waterhouse Investor Services, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.