VU
VU
Vernon Unger is a registered investment advisor, based in Alpharetta, GA, with 32 years of industry experience.
Location
Alpharetta, GA
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Regulatory History (2)
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Customer Dispute
February 2013Settled
Regulatory
August 2007Final
Other Business ActivitiesSells Insurance
Vernon is an insurance agent with Ed Unger & Associates since 1999, spending minimal time per week offering life, health, disability, and annuity products. He also sells fixed insurance products with various companies since 1993, dedicating a few hours per week, and serves as Vice Commodore of the Lake Windward Yacht Club and a board member for Windward HOA.
Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 5 mos
Cetera Wealth Services, LLCBroker
February 2025 - Present · 1 yr 5 mos
Previous Registrations
Concourse Financial Group Advisors
May 2007 - February 2025 · 17 yrs 9 mos
Concourse Financial Group Securities, INC.Broker
November 2005 - February 2025 · 19 yrs 3 mos
Usallianz Securities, INC.Broker
August 2002 - November 2005 · 3 yrs 3 mos
World Group Securities, INC.Broker
April 2002 - August 2002 · 4 mos
Wma Securities, INC.Broker
November 1999 - April 2002 · 2 yrs 5 mos
PFS Investments INC.Broker
February 1999 - November 1999 · 9 mos
PFS Investments INC.Broker
June 1993 - December 1998 · 5 yrs 6 mos
State Registrations26 states
ALCACOCTFLGAINKSKYLAMAMDMIMNMOMSNCNVNYOHSCTNTXUTWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.