Brian Pond is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Tempe, AZ, with 23 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1101 W Washington St, Tempe, AZ, 85288
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
U.S. Bancorp Advisors, LLC
Previous Registrations
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp Investments, INC.
U.S. Bancorp Advisors, LLC
U.S. Bancorp Advisors, LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Bancwest Investment Services, INC. (bwis)
Bancwest Investment Services, INC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Strategic Advisers LLC
Fidelity Brokerage Services LLCBroker
Country Capital Management CompanyBroker
LPL Financial LLCBroker
LPL Financial LLC
Edward Jones
Edward JonesBroker
Dean Witter Reynolds INC.Broker
State Registrations51 states
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