Scott Wardrop
Scott Wardrop is a registered investment advisor at Scw Wealth Management, LLC, based in Carolina Beach, NC, with 30 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 41 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
The investment management fee charged is subject to negotiation with each client based on factors including the size of the account, the complexity of the client’s investment portfolio, specialized investment strategies, reporting requirements, and other client-specific needs. While fees may be negotiated lower than the standard rate in certain circumstances, the investment management fee may also be higher, where warranted by the scope and complexity of services provided, but will not exceed 2.00% annually.
Fee Estimator
Location
Carolina Beach, NC
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2003Customer Dispute
August 2000Other Business Activities
Scott's spouse owns rental property in Chicago, IL, and Scott acts as landlord. Scott spends minimal time on this activity.
Employment History
Current Registrations
Scw Wealth Management, LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.