Paul Winkler is a registered investment advisor, based in Rochester, NY, with 17 years of industry experience.
Location
225 Chestnut St, Rochester, NY, 14604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul operates ESL Investment Services as a DBA for his LPL business, dedicating full-time hours to it. He also engages in non-variable insurance activities through ESL Investment Services, LLC, spending about 10-20% of his time on this.
Employment History
Current Registrations
Esl Investment Services, LLCBroker
Esl Investment Services, LLC
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
UBS Financial Services INC.Broker
Pruco Securities CorporationBroker
State Registrations5 states
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