LA
LA

Linda Abbott

17 Years of Experience
Matthews, NC
1 DisclosureBroker

Linda Abbott is a registered investment advisor at UBS Financial Services INC., based in Matthews, NC, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

Matthews, NC

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History

Regulatory History (1)
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Financial
May 2021
Final
Employment History
Current Registrations
UBS Financial Services INC.Broker
August 2024 - Present · 1 yr 11 mos
UBS Financial Services INC.
August 2024 - Present · 1 yr 11 mos
UBS Financial Services INC.
August 2024 - Present · 1 yr 11 mos
Previous Registrations
Raymond James & Associates, INC.
January 2023 - August 2024 · 1 yr 7 mos
Raymond James & Associates, INC.Broker
January 2023 - August 2024 · 1 yr 7 mos
Stifel, Nicolaus & Company, Incorporated
October 2022 - December 2022 · 2 mos
Stifel, Nicolaus & Company, IncorporatedBroker
August 2018 - December 2022 · 4 yrs 4 mos
Vanguard Marketing CorporationBroker
March 2016 - August 2018 · 2 yrs 5 mos
Charles Schwab & CO., INC.Broker
December 2000 - December 2001 · 1 yr
Credit Suisse First Boston CorporationBroker
March 2000 - September 2000 · 6 mos
Painewebber IncorporatedBroker
December 1997 - March 2000 · 2 yrs 3 mos
Smith Barney INC.Broker
April 1997 - November 1997 · 7 mos
Waterhouse Securities, INC.Broker
August 1995 - April 1997 · 1 yr 8 mos
The Seidler Companies IncorporatedBroker
February 1995 - July 1995 · 5 mos
Smith Barney INC.Broker
August 1993 - February 1995 · 1 yr 6 mos
State Registrations1 state
NC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Linda Abbott - Financial Advisor | TrueAdvisor