Sanjay Das is a CFP-designated registered investment advisor at LPL Financial LLC, based in Seattle, WA, with 33 years of industry experience. Sanjay is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
3829 S Edmunds St Unit B, Seattle, WA, 98118
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sanjay sells non-variable insurance products, including fixed annuities, life insurance, and long-term care insurance, dedicating a few hours per week. He also manages multiple real estate rental properties and is the owner/president of Sanjay A. Das CFP LLC, a business entity for tax/investment purposes only, and is a teacher at Golden Gate University.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Wm Financial Services, INC.Broker
Great Western Financial Securities CorporationBroker
Fortis Investors, INC.Broker
Sunamerica Securities, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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