Matthew Caras is a CFP-designated registered investment advisor, based in Naples, FL, with 32 years of industry experience.
Location
801 Laurel Oak Dr, Naples, FL, 34108
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Matthew owns a condominium that is rented on an annual lease. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
March 2017 - February 2021 · 3 yrs 11 mos
Bb&t Securities, LLCBroker
March 2017 - February 2021 · 3 yrs 11 mos
Wells Fargo Clearing Services, LLC
January 2006 - March 2017 · 11 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
December 2005 - March 2017 · 11 yrs 3 mos
Harrisdirect LLC
July 2003 - December 2005 · 2 yrs 5 mos
Harrisdirect LLCBroker
July 2003 - December 2005 · 2 yrs 5 mos
UBS Financial Services INC.
December 1994 - July 2003 · 8 yrs 7 mos
UBS Financial Services INC.Broker
November 1994 - July 2003 · 8 yrs 8 mos
Northeast Securities, INC.Broker
September 1993 - December 1994 · 1 yr 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.