Richard Boehm
Richard Boehm is a CFP-designated registered investment advisor at Winthrop Wealth, based in Scottsdale, AZ, with 32 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 2,117 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Winthrop Wealth offers investment management services for an annual fee based on the value of your portfolio. The fee ranges from 0.30% to 2.00%, depending on the size and composition of your portfolio and the services provided. The fee includes financial planning as part of a wealth management engagement.
Location
6720 N Scottsdale Road, Suite 378, Scottsdale, AZ, 85253
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2015Customer Dispute
October 2005Other Business ActivitiesSells Insurance
Richard is involved in several business activities, including tax preparation, accounting, and bookkeeping through Unified Tax Services, LLC, taking up minimal time. He is also the Founder & Managing Partner of Unified Wealth Management, LLC, working nearly full-time, and sells non-variable life insurance and long-term care insurance, dedicating a few hours per week. Finally, he rents out office space through Unified Wealth Management, spending minimal time on this activity.
Employment History
Current Registrations
Winthrop Wealth
Previous Registrations
LPL Financial LLCBroker
Unified Wealth Management, LLC
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Royal Alliance Associates, INC.
Pfa/pinnacle Financial Advisors
Royal Alliance Associates, INC.Broker
Asset & Financial Planning, LTD
Prime Capital Services, INC.Broker
Royal Alliance Associates, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.