Bernard Taillon
Bernard Taillon is a registered investment advisor at LPL Financial LLC, based in Lakewood, CO, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1350 Independence St, Ste 302, Lakewood, CO, 80215
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bernard is a practicing CPA through BTS, Inc. and Triad Tax, spending about a quarter of his time on tax preparation, advice, and bookkeeping. He also engages in real estate rental through Triad Group, LLC (minimal time) and sells non-variable insurance products (about 10% of his time).
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America, INC.Broker
Walnut Street Securities, INC.
Walnut Street Advisers INC
Heartland Financial Consultants
Walnut Street Securities, INC.Broker
Eisner Securities, INC.Broker
Eisner Securities, INC.Broker
Clearing Services of America, INC.Broker
Peerson & Company, INC.Broker
H.J. Meyers & CO., INC.Broker
Westfield Financial CorporationBroker
Hibbard Brown & CO., INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.