Shaun Hawkins is a registered investment advisor at UBS Financial Services INC., based in Portland, ME, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
One City Center, 10th FLOOR, Portland, ME, 04101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Shaun owns Hawk's Cove, LLC, established in 2010, to publish and distribute his books, dedicating minimal time. He is also a committee member for the Portland High Football Hall of Fame Committee, a charitable organization, spending minimal time to nominate members and raise money for scholarships.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Dimension Brokerage, LLCBroker
Susquehanna Financial Group, LllpBroker
Morgan Stanley & CO., IncorporatedBroker
Goldman, Sachs & CO.Broker
State Registrations32 states
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