SB
SB

Scott Buell

21 Years of Experience
Franklin, TN
2 Disclosures

Scott Buell is a registered investment advisor at Stratos Wealth Advisors LLC, based in Franklin, TN, with 21 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Insurance Planning, and 2 more. Their firm serves 4,979 clients with $4.9B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
70 advisors
Number of Clients
4,979 clients
Average Client Portfolio
$985K average
Assets Under Management
$4.9B

Fee Structure

Minimum Investment:$10K

Stratos Wealth Advisors (SWA) offers investment management through advisor-managed accounts. You'll pay a management fee, plus transaction charges for each trade. There may be some investments, like certain mutual funds, where you won't pay transaction fees. The maximum annual advisory fee is 2.0% of your portfolio. In some cases, SWA may apply a flat fee to provide asset management services, but the maximum flat fee will be no more than 2.0% of the assets under management. A minimum account value of $10,000 is required for advisor-managed, non-wrap accounts; however, in certain instances, the minimum account size may be lower.

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Location

1000 Corporate Centre Drive Suite 140, Franklin, TN, 37067

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2002
Settled
Customer Dispute
February 2001
Settled
Other Business Activities

Scott is a Wealth Advisor and Managing Partner at Flagship Financial Advisors, providing investment advisory and financial planning services. This role takes nearly full-time, with most of his time spent during securities trading hours.

Employment History
Current Registrations
Stratos Wealth Advisors LLC
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
Financial Engines Advisors L.L.C.
November 2016 - April 2019 · 2 yrs 5 mos
Financial Engines Advisor Center, LLC
October 2016 - November 2016 · 1 mo
The Mutual Fund Store
August 2009 - November 2016 · 7 yrs 3 mos
The Mutual Fund Store
January 2005 - November 2016 · 11 yrs 10 mos
Sparrow Capital Management INC
December 2004 - June 2006 · 1 yr 6 mos
State Registrations3 states
ALTNTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Buell - Financial Advisor | TrueAdvisor