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CFP

Shawn Limerick

LPL Financial LLC
33 Years of Experience
Westwood, MA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Shawn Limerick is a CFP-designated registered investment advisor at LPL Financial LLC, based in Westwood, MA, with 33 years of industry experience. Shawn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 Lowder Brook Dr Ste 2100, Westwood, MA, 02090

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History

Regulatory History (1)
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Criminal
November 2017
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Shawn is an independent insurance agent selling fixed annuities, long-term care, disability, group and individual health, and fixed life insurance since 2004. He also operates under Bay Financial Associates, LLC and DCU Financial, spending about 40% of his time on the latter.

Employment History
Current Registrations
LPL Financial LLC
September 2006 - Present · 20 yrs 1 mo
LPL Financial LLC
May 2004 - Present · 22 yrs 5 mos
LPL Financial LLCBroker
May 2004 - Present · 22 yrs 5 mos
Previous Registrations
Ws Griffith Securities, INC.Broker
June 1993 - June 2004 · 11 yrs
State Registrations8 states
CTFLMAMENCNHTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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