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William Elliott
32 Years of Experience
Maitland, FL
1 DisclosureBroker
William Elliott is a registered investment advisor at Cetera Investment Advisers LLC, based in Maitland, FL, with 32 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1750 N Maitland Ave, Maitland, FL, 32751
Get directionsHistory
Regulatory History (1)
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Criminal
February 1971Final Disposition
Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2023 - Present · 2 yrs 10 mos
Cetera Wealth Services, LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
August 2017 - August 2023 · 6 yrs
Securian Financial Services, INC.Broker
October 2008 - August 2023 · 14 yrs 10 mos
Signator Investors, INC.Broker
January 2003 - October 2008 · 5 yrs 9 mos
Esi Financial Advisors
November 1999 - December 2002 · 3 yrs 1 mo
Equity Services, INC.Broker
November 1999 - December 2002 · 3 yrs 1 mo
AXA Advisors, LLCBroker
July 1993 - November 1999 · 6 yrs 4 mos
The Equitable Life Assurance Society of the United StatesBroker
July 1993 - November 1999 · 6 yrs 4 mos
State Registrations9 states
ARAZCAFLMOMTPASCVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.