Lisa-Ann Nouchi
Lisa-Ann Nouchi is a registered investment advisor at LPL Financial LLC, based in Vacaville, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
400 Boyd St., Vacaville, CA, 95688
Get directionsHistory
Regulatory History (4)
Customer Dispute
June 2025Regulatory
December 2006Employment Separation After Allegations
April 2004Customer Dispute
July 2001Other Business ActivitiesSells Insurance
Lisa-Ann is an agent for accident & health, life, and variable insurance products. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Western International Securities
Western International Securities, INC.Broker
First Allied Securities, INC.
First Allied Securities, INC.Broker
Investors Resources Group, INC.Broker
Investors Resources Group, INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.