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Christopher Steer

32 Years of Experience
Glendale, CA
3 DisclosuresBroker

Christopher Steer is a registered investment advisor at LPL Financial LLC, based in Glendale, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

500 N Brand Blvd Suite 1250, Glendale, CA, 91203

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2003
Settled
Customer Dispute
April 2002
Settled
Criminal
April 1985
Final Disposition
Other Business Activities

Christopher operates under the DBA Salazar, Steer, Thomasy, Ulrich Group for his LPL business since 2010. He also has an LLC, Salazar & Steer Group, for tax and accounting purposes, dedicating minimal time to it.

Employment History
Current Registrations
LPL Financial LLCBroker
November 2010 - Present · 15 yrs 6 mos
LPL Financial LLC
November 2010 - Present · 15 yrs 6 mos
Previous Registrations
Nrp Advisors, INC.
February 2008 - November 2010 · 2 yrs 9 mos
Nrp Financial, INC.Broker
March 2007 - November 2010 · 3 yrs 8 mos
Nrp Financial, INC.
March 2007 - October 2008 · 1 yr 7 mos
H&r Block Financial Advisors, INC.
May 2005 - March 2007 · 1 yr 10 mos
H&r Block Financial Advisors, INC.Broker
May 2005 - March 2007 · 1 yr 10 mos
Citicorp Investment Services
June 2004 - June 2005 · 1 yr
Wachovia Securities, INC.
May 2003 - May 2003 · 0 mos
Citicorp Investment ServicesBroker
May 2003 - June 2005 · 2 yrs 1 mo
Wachovia Securities, INC.Broker
June 2001 - May 2003 · 1 yr 11 mos
UBS Painewebber INC.Broker
January 1999 - June 2001 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1996 - February 1999 · 2 yrs 7 mos
Dean Witter Reynolds INC.Broker
July 1993 - August 1996 · 3 yrs 1 mo
State Registrations9 states
AZCAMANVPATXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.