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Donald Baker

Kestra Advisory Services, LLC
33 Years of Experience
North Palm Beach, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Donald Baker is a registered investment advisor at Kestra Advisory Services, LLC, based in North Palm Beach, FL, with 33 years of industry experience. Donald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

336 Golfview, #202, North Palm Beach, FL, 33408

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2019
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Donald owns Baker Group, where he sells insurance, provides financial and estate planning, and helps businesses obtain financing, dedicating about a quarter of his time to it. He also owns Executive Compensation Plans, providing third-party administration for retirement plans, and is an investment advisor representative with Kestra Advisory Services, LLC.

Employment History
Current Registrations
Kestra Advisory Services, LLC
May 2016 - Present · 10 yrs 5 mos
Kestra Investment Services, LLCBroker
January 2000 - Present · 26 yrs 9 mos
Previous Registrations
NFP Advisor Services, LLC
June 2010 - September 2016 · 6 yrs 3 mos
Partners Securities, INC.Broker
September 1999 - October 1999 · 1 mo
Vestax Securities CorporationBroker
January 1997 - January 2000 · 3 yrs
MML Investors Services, INC.Broker
August 1993 - January 1997 · 3 yrs 5 mos
State Registrations34 states
ARAZCACOCTFLGAIAILINKYLAMAMDMEMIMNMTNCNJNYOHOKORPASCTNTXVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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