Dawn Thompson-Mayfield is a registered investment advisor, based in Chesapeake, VA, with 9 years of industry experience.
Location
Chesapeake, VA
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Regulatory History (1)
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Criminal
July 1983Final Disposition
Other Business Activities
Dawn is the Director of Client Operations at Freedom Street Partners and spends minimal time there. Dawn is also the Vice President of Mayfield Designs, Inc. and spends a few hours per week assisting with billing, record keeping, and QuickBooks.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
March 2024 - Present · 2 yrs 6 mos
Steward Partners Investment Advisory, LLC
March 2024 - Present · 2 yrs 6 mos
Steward Partners Investment Solutions, LLCBroker
March 2024 - Present · 2 yrs 6 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
July 2018 - March 2024 · 5 yrs 8 mos
Raymond James Financial Services, INC.Broker
July 2018 - March 2024 · 5 yrs 8 mos
UBS Financial Services INC.
September 2016 - July 2018 · 1 yr 10 mos
UBS Financial Services INC.Broker
June 2016 - July 2018 · 2 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.