Berkley Hanks
Berkley Hanks is a registered investment advisor at LPL Financial LLC, based in Sandy, UT, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8899 S 700 E Ste 225, Sandy, UT, 84070-1825
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2003Other Business ActivitiesSells Insurance
Berkley has several DBAs for his LPL business and a business entity for tax/investment purposes. He also spends a minimal amount of time soliciting non-variable insurance and researching estate/insurance plans.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Apa Financial Group, LLC
MML Investors Services, INC.
MML Investors Services, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.