Kent Griffiths is a CFP-designated registered investment advisor at LPL Financial LLC, based in Sandy, UT, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8759 S. Highland Drive, Sandy, UT, 84093
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kent operates his LPL business under the DBA Sage Financial Strategies since 2002 and is also a part-time adjunct teacher at Columbia College, dedicating minimal time. He also provides tax preparation services through Sage Tax Service, spending about 10% of his time, and owns a rental property, dedicating minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Sage Financial Strategies
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.