Alan Flores is a registered investment advisor at Darkhorse Advisor, based in Newport Beach, CA, with 28 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 54 clients with $36M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Darkhorse Advisor charges an annual fee based on a percentage of the value of your investments. The fee varies depending on the type of portfolio (Equity & Balanced, Fixed, or Cash Management) and the amount invested. Fees are negotiable for portfolios above $5,000,000.
For Equity & Balanced portfolios, the fees are:
- Up to $250,000: 1.25%
- $250,001 - $500,000: 1.10%
- $500,001 - $1,000,000: 1.00%
- $1,000,001 - $2,000,000: 0.85%
- $2,000,001 - $5,000,000: 0.65%
For Fixed portfolios, the fees are:
- Up to $250,000: 0.70%
- $250,001 - $500,000: 0.65%
- $500,001 - $1,000,000: 0.50%
- $1,000,001 - $2,000,000: 0.40%
- $2,000,001 - $5,000,000: 0.20%
For Cash Management portfolios, the fees are:
- Up to $5,000,000: 0.25%
Location
1011 Cliff Drive, Newport Beach, CA, 92663
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2001Employment History
Current Registrations
Darkhorse Advisor
Previous Registrations
Clearview Investment Partners, LLC
UBS Financial Services INC.
A. G. Edwards & Sons, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.