Paul Babaz
Paul Babaz is a registered investment advisor at Oppenheimer & CO. INC., based in Atlanta, GA, with 33 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.
Fee Estimator
Location
Phipps Tower-3438 Peachtree Rd Ne, Suite 950, Atlanta, GA, 30326
Get directionsHistory
Regulatory History (4)
Employment Separation After Allegations
October 2019Customer Dispute
September 2014Customer Dispute
January 2014Customer Dispute
May 2003Other Business Activities
Paul is a board member for multiple wildlife conservation and advocacy organizations, including The International Council for Game and Wildlife Conservation, the National Rifle Association, Safari Club International, and Shikar Safari Club. He dedicates minimal time to each of these roles.
Employment History
Current Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations46 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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