Steven Restifo
Steven Restifo is a registered investment advisor at Oppenheimer & CO. INC., based in Atlanta, GA, with 37 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Retirement Planning. Their firm serves 37,605 clients with $32B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Oppenheimer offers several investment management programs with different fee structures:
- Fahnestock Asset Management (FAM): Fees up to 2.5% of your portfolio. Commissions are also charged on certain FAM accounts.
- Alpha: Clients pay brokerage commissions and ticket/handling charges on securities transactions.
- Preference: Fees up to 2.25% of your portfolio. Additional charges may apply based on trading activity.
Minimum account sizes vary depending on the program and the types of investments included in the account. The minimum annual fee for FAM and Preference accounts is $250, but this is waived if the account is at least $50,000 or household advisory accounts are at least $250,000.
Location
Phipps Tower-3438 Peachtree Rd Ne, Suite 950, Atlanta, GA, 30326
Get directionsHistory
Regulatory History (1)
Civil
June 2016Other Business Activities
Steven owns Hemp Energy, a non-investment related business. He spends minimal time on this activity, working a few hours per month on weekends.
Employment History
Current Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Previous Registrations
Stanford Group Company
Stanford Group CompanyBroker
Fahnestock Asset Management
Oppenheimer & CO. INC.Broker
Cibc World Markets CORP.Broker
UBS Painewebber INC.Broker
Bear, Stearns & CO. INC.Broker
Prudential Securities IncorporatedBroker
Gruntal & CO. IncorporatedBroker
J. T. Moran & CO., INC.Broker
Gulfstream Financial Associates, INC.Broker
Painewebber IncorporatedBroker
D. H. Blair & CO., INC.Broker
Bear, Stearns & CO. INC.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.