DW
CFP
DW
CFP

David Robert Williams

32 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
130 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$221.4M

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.25%
$500K - $1.0M1.00%
$1.0M - $2.0M0.90%
$2.0M - $5.0M0.80%
$5M+0.70%

Custom fee schedule for portfolios greater than $10 million.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Loading...

Location

6135 Park South Drive, Suite 510, Charlotte, NC, 28210

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

David is an insurance agent selling life, long-term care, disability insurance, and equity-indexed annuities, and also serves as a trustee for a testamentary trust. Additionally, David owns rental properties and a holding company.

Employment History
Current Registrations
Wms Advisors, LLC
April 2006 - Present · 19 yrs 10 mos
Previous Registrations
Grove Point Advisors, LLC
April 2021 - December 2024 · 3 yrs 8 mos
H. Beck, INC.
April 2020 - April 2021 · 1 yr
Grove Point Investments, LLCBroker
November 2003 - December 2024 · 21 yrs 1 mo
Ifg Advisory Services INC
August 2001 - December 2003 · 2 yrs 4 mos
Ifg Network Securities, INC.Broker
January 1996 - December 2003 · 7 yrs 11 mos
Comprehensive Financial Services, INC.Broker
November 1993 - January 1996 · 2 yrs 2 mos
State Registrations3 states
FLMDTX
Advisor
Exams
No exam information available for this advisor.