David Williams is a CFP-designated registered investment advisor at Wms Advisors, LLC, based in Charlotte, NC, with 32 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 131 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.70% |
| $10M+ | 0.70% |
Rates shown are for discretionary management. Non-discretionary management has a separate schedule ranging from 1.75% down to 0.80%. Fees for accounts over $10M are negotiable.
Fee Estimator
Location
6135 Park South Drive, Suite 510, Charlotte, NC, 28210
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an insurance agent selling life, long-term care, disability insurance, and equity-indexed annuities, and also serves as a trustee for a testamentary trust. Additionally, David owns rental properties and a holding company.
Employment History
Current Registrations
Wms Advisors, LLC
Previous Registrations
Grove Point Advisors, LLC
H. Beck, INC.
Grove Point Investments, LLCBroker
Ifg Advisory Services INC
Ifg Network Securities, INC.Broker
Comprehensive Financial Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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