David Liska
David Liska is a registered investment advisor at Integrity Alliance, LLC, based in Fort Lauderdale, FL, with 30 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
100 SE 3rd Avenue, Suite 2400, Fort Lauderdale, FL, 33394
Get directionsHistory
Regulatory History (4)
Employment Separation After Allegations
December 2019Customer Dispute
November 2009Customer Dispute
December 2004Customer Dispute
October 2004Other Business ActivitiesSells Insurance
David is an administrator at Kaufman, Rossin & Co. and a licensed insurance agent at KR Financial Services, spending about 10-20% of his time on insurance activities. He is also a managing partner of Pieces of Peace, LLC, an online retail clothing business, and an employee at Kaufman Rossin Wealth, LLC, where he works full-time providing financial planning and wealth advice.
Employment History
Current Registrations
Integrity Alliance, LLC.Broker
Kaufman Rossin Wealth, LLC
Previous Registrations
Lion Street Financial, LLCBroker
Innovation Partners LLCBroker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Suntrust Advisory Services, INC.
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Griffin Financial ServicesBroker
Essex National Securities, INC.Broker
Nylife Securities INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.