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Dan Roehm

Integrity Alliance, LLC
11 Years of Experience
Fort Lauderdale, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Dan Roehm is a CFP-designated registered investment advisor at Integrity Alliance, LLC, based in Fort Lauderdale, FL, with 11 years of industry experience. Dan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 8 more. Their firm serves 10,885 clients with $5.4B in assets under management.

Integrity Alliance, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
461 advisors
Number of Clients
10,885 clients
Average Client Portfolio
$497K average
Assets Under Management
$5.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M1.00%
$3M+0.50%

Schedule reflects base Select Program fees. Total fees can include additional advisor fees, platform fees, and third-party manager costs up to 2.80% annually. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Fort Lauderdale, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
October 1980
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Dan hosts online author events, consults on LinkedIn business development, and enters joint work agreements to sell fixed life insurance. He also owns Tight Five LLC (life insurance consulting and agency), consults for Roach AG (agriculture marketing newsletter), works for Csenge Advisory Group (investment advisory and financial planning), and referees rugby games.

Employment History
Current Registrations
Integrity Alliance, LLC.Broker
November 2025 - Present · 11 mos
Csenge Advisory Group, LLC
November 2021 - Present · 4 yrs 11 mos
Previous Registrations
Lion Street Financial, LLCBroker
November 2021 - November 2025 · 4 yrs
Benchmark Financial Wealth Advisors LLC
October 2017 - July 2018 · 9 mos
Freedom Wealth Advisors, LLC
June 2014 - February 2016 · 1 yr 8 mos
NFP Securities, INC.
March 2011 - November 2012 · 1 yr 8 mos
NFP Securities, INC.Broker
March 2011 - November 2012 · 1 yr 8 mos
Valmark Advisers, INC.
November 2008 - February 2011 · 2 yrs 3 mos
Valmark Securities, INC.Broker
August 2008 - February 2011 · 2 yrs 6 mos
State Registrations4 states
FLGAIAMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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