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Patrick O'donovan
30 Years of Experience
Carmel, IN
1 DisclosureBroker
Patrick O'donovan is a registered investment advisor at Raymond James & Associates, INC., based in Carmel, IN, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
11611 N Meridian St, Ste 600, Carmel, IN, 46032-7118
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2003Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2017 - Present · 8 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2017 - Present · 8 yrs 8 mos
Previous Registrations
Suntrust Advisory Services, INC.
October 2016 - August 2017 · 10 mos
Suntrust Investment Services, INC.Broker
August 2016 - August 2017 · 1 yr
Suntrust Investment Services, INC.
August 2016 - December 2016 · 4 mos
Morgan StanleyBroker
June 2009 - February 2016 · 6 yrs 8 mos
Morgan Stanley
June 2009 - February 2016 · 6 yrs 8 mos
Citigroup Global Markets INC.
December 1996 - June 2009 · 12 yrs 6 mos
Citigroup Global Markets INC.Broker
February 1996 - June 2009 · 13 yrs 4 mos
Suntrust Securities, INC.Broker
July 1993 - February 1994 · 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.