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Mark Obrzut
19 Years of Experience
Wilmington, NC
2 DisclosuresBroker
Mark Obrzut is a registered investment advisor at Raymond James & Associates, INC., based in Wilmington, NC, with 19 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Wilmington, NC
Get directionsHistory
Regulatory History (2)
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Customer Dispute
September 2015Denied
Criminal
June 1996Final Disposition
Employment History
Current Registrations
Raymond James & Associates, INC.
August 2018 - Present · 7 yrs 9 mos
Raymond James & Associates, INC.Broker
August 2018 - Present · 7 yrs 9 mos
Raymond James & Associates, INC.
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - August 2018 · 5 yrs 10 mos
J.P. Morgan Securities LLC
October 2012 - August 2018 · 5 yrs 10 mos
Chase Investment Services CORP.
February 2008 - October 2012 · 4 yrs 8 mos
Chase Investment Services CORP.Broker
February 2008 - October 2012 · 4 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2007 - January 2008 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2007 - January 2008 · 8 mos
Morgan Stanley & CO., Incorporated
April 2007 - May 2007 · 1 mo
Morgan Stanley & CO., IncorporatedBroker
April 2007 - May 2007 · 1 mo
Morgan Stanley
August 2006 - April 2007 · 8 mos
Morgan Stanley Dw INC.Broker
June 2006 - April 2007 · 10 mos
State Registrations21 states
AZCACOFLGAILINMAMDMINCNJNYOHOKPASCTNTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.