Erik Degregorio
Erik Degregorio is a ChFC-designated registered investment advisor at Penfacs Financial Services, based in Southborough, MA, with 33 years of industry experience. Erik is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 19 clients with $23M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Annual fees range between 0.50% and 1.00% depending on asset value, service complexity, and administration level. Fees are billed quarterly in arrears.
Fee Estimator
Location
337 Turnpike Road, Suite 203, Southborough, MA, 01772
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Penfacs Financial Services
The New Penfacs INC.Broker
Previous Registrations
Moors & Cabot Financial Advisors, LLCBroker
Moors & Cabot, INC.Broker
Ogilvie Security Advisors CorporationBroker
Princor Financial Services CorporationBroker
Chubb Securities CorporationBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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