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Joseph Rosenthal

27 Years of Experience
Hillsdale, NJ
Broker

Joseph Rosenthal is a registered investment advisor at Blackrock Investment Management, LLC, based in Hillsdale, NJ, with 27 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 11,238 clients with $510B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
677 advisors
IM Fee
Planning only
Assets Under Management
$508.2B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Hillsdale, NJ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joseph works as a consultant for FlexPaths LLC, providing business development and sales coaching, dedicating about 10% of his time. He also serves as Vice President and Board Member for Congregation B'Nai Israel, a religious organization, spending about 10% of his time on oversight and operations.

Employment History
Current Registrations
Blackrock Investments, LLC
June 2011 - Present · 14 yrs 11 mos
Blackrock Investment Management, LLC
June 2011 - Present · 14 yrs 11 mos
Blackrock Investments, LLCBroker
June 2011 - Present · 14 yrs 11 mos
Previous Registrations
Blackrock Fund Advisors
September 2009 - September 2014 · 5 yrs
Blackrock Fund Distribution CompanyBroker
September 2009 - December 2011 · 2 yrs 3 mos
Lincoln Financial Distributors, INC.
March 2008 - September 2009 · 1 yr 6 mos
Lincoln Financial Distributors, INC.Broker
March 2008 - September 2009 · 1 yr 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
April 2007 - March 2008 · 11 mos
Stifel, Nicolaus & Company, Incorporated
April 2007 - March 2008 · 11 mos
Ryan Beck & CO.
July 2004 - August 2007 · 3 yrs 1 mo
Ryan Beck & CO.Broker
July 2004 - August 2007 · 3 yrs 1 mo
UBS Financial Services INC.
June 2002 - November 2003 · 1 yr 5 mos
UBS Financial Services INC.Broker
May 1999 - August 2004 · 5 yrs 3 mos
Chase Investment Services CORP.Broker
November 1996 - May 1997 · 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.