Ronald Harrington
Ronald Harrington is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Carmel, IN, with 45 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Carmel, IN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ronald is an agent for various insurance companies, offering fixed life, health, and disability insurance. He is also a registered representative and IAR for Harrington Financial Group, offering a variety of financial products and services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Blue Vase Securities, LLC
Blue Vase Securities, LLCBroker
Spectrum Investment Services, INC.Broker
Capital Analysts, IncorporatedBroker
Locust Street Securities, INC.Broker
Robert Thomas Securities, INCBroker
Guardian Investor Services CorporationBroker
Aul Equity Sales CORP.Broker
American United Life Insurance CompanyBroker
New York Life Variable Contracts CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.