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CFP · ChFC
AT
CFP · ChFC

Adam Trent

Cetera Investment Advisers LLC
18 Years of Experience
Carmel, IN
1 DisclosureBroker
View SEC Summary
View SEC Summary

Adam Trent is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Carmel, IN, with 18 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B

Location

11595 N Meridian St Ste 300, Carmel, IN, 46032

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History

Regulatory History (1)
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Customer Dispute
September 2020
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Adam is a financial professional at Prosperity Advisors, LLC, a financial services firm, since December 2022. He dedicates full-time hours to this role, with most of the time spent during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Cetera Advisors LLC
January 2023 - March 2024 · 1 yr 2 mos
Northwestern Mutual Investment Services,llc
July 2022 - December 2022 · 5 mos
Northwestern Mutual Investment Services, LLCBroker
July 2022 - December 2022 · 5 mos
Oneamerica Securities, INC.
February 2022 - April 2022 · 2 mos
Oneamerica Securities, INC.Broker
February 2022 - April 2022 · 2 mos
Schwab Private Client Investment Advisory, INC.
January 2019 - October 2021 · 2 yrs 9 mos
Optionsxpress, INC.Broker
January 2017 - November 2017 · 10 mos
Charles Schwab & CO., INC.
February 2014 - January 2019 · 4 yrs 11 mos
Charles Schwab & CO., INC.Broker
August 2006 - October 2021 · 15 yrs 2 mos
State Registrations18 states
AZCACOFLGAIDILINKSMAMIMOMSOHOKTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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