John Cioffi
John Cioffi is a registered investment advisor at Vertice Capital Partners, LLC, based in Oxford, OH, with 12 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 75 clients with $4.8M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.80% |
| $1.0M - $5.0M | 1.50% |
| $5.0M - $10.0M | 1.25% |
| $10M+ | 1.25% |
Fees are generally negotiable.
Fee Estimator
Location
Oxford, OH
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
December 2012Other Business Activities
John owns Peak 9 Properties LLC, a real estate holding company, and spends about 10-20% of his time reviewing finance details. He is also an officer in the Sutherland Community Home Owners Association, dedicating minimal time, and owns a limited liability corporation with interests in restaurant franchises.
Employment History
Current Registrations
Vertice Capital Partners, LLC
Previous Registrations
Cullen Cioffi Capital Management
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Strategic Advisers, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.