JF
JF
Jeffrey Festog is a registered investment advisor at Festog Capital, LLC, based in Charlotte, NC, with 32 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 42 clients with $26M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
42 clients
Average Client Portfolio
$622K average
Assets Under Management
$26.1M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 1.00% |
| $750K - $2.0M | 0.80% |
| $2M+ | 0.50% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Charlotte, NC
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Regulatory History (1)
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Regulatory
April 2022Final
Employment History
Current Registrations
Festog Capital, LLC
February 2014 - Present · 12 yrs 3 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
March 2010 - September 2010 · 6 mos
Morgan StanleyBroker
June 2009 - August 2013 · 4 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
August 2003 - April 2007 · 3 yrs 8 mos
Morgan Stanley & CO., IncorporatedBroker
April 1995 - September 2003 · 8 yrs 5 mos
Atalanta/sosnoff Management CorporationBroker
July 1993 - March 1995 · 1 yr 8 mos
State Registrations3 states
NCOHTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.