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JM
CFP
JM
CFP

John Murphy

Stifel, Nicolaus & Company, Incorporated
33 Years of Experience
Palm Beach Gardens, FL
2 DisclosuresBroker
View SEC Summary
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John Murphy is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Palm Beach Gardens, FL, with 33 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3835 Pga Blvd., Suite 701, Palm Beach Gardens, FL, 33410

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
September 1985
Final Disposition
Criminal
April 1985
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
February 2022 - Present · 4 yrs 8 mos
Stifel, Nicolaus & Company, Incorporated
February 2022 - Present · 4 yrs 8 mos
Previous Registrations
UBS Financial Services INC.Broker
February 2011 - February 2022 · 11 yrs
UBS Financial Services INC.
February 2011 - February 2022 · 11 yrs
Morgan Stanley Smith Barney LLC
June 2009 - March 2011 · 1 yr 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - March 2011 · 1 yr 9 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
April 1994 - April 2007 · 13 yrs
Morgan Stanley Dw INC.Broker
March 1994 - April 2007 · 13 yrs 1 mo
John Hancock Mutual Life Insurance CompanyBroker
August 1993 - March 1994 · 7 mos
John Hancock Distributors, INC.Broker
August 1993 - March 1994 · 7 mos
State Registrations17 states
CACOFLGAINMAMONCNJNYOHPASCTNTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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