CD
CFP
CD
CFP

Carlos Dominguez

32 Years of Experience
Gainesville, GA
Broker

Carlos Dominguez is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Gainesville, GA, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

620 Spring Street, Gainesville, GA, 30501

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carlos is a partner in 620 Spring Street LLC, which owns the building where his firm resides, and co-trustee for Dominguez. He also helps pay for airplane expenses through Hangar CC5, LLC and is involved with the Quinlan Visual Arts Center's financial committees, and is part owner in Spring Street Partners, a commercial real estate venture.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2016 - Present · 10 yrs 2 mos
Raymond James Financial Services, INC.Broker
May 2016 - Present · 10 yrs 2 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
January 2008 - May 2016 · 8 yrs 4 mos
Wells Fargo Advisors, LLC
January 2008 - May 2016 · 8 yrs 4 mos
A. G. Edwards & Sons, INC.
May 2003 - January 2008 · 4 yrs 8 mos
A. G. Edwards & Sons, INC.Broker
September 1993 - January 2008 · 14 yrs 4 mos
Chatfield Dean & CO., INC.Broker
August 1993 - September 1993 · 1 mo
State Registrations28 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Carlos Dominguez - Financial Advisor | TrueAdvisor