Daniel Griep
Daniel Griep is a registered investment advisor at UBS Financial Services INC., based in Minneapolis, MN, with 33 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
80 South 8th Street, Suite 2900, Minneapolis, MN, 55402
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2016Customer Dispute
May 2002Other Business Activities
Daniel serves on the investment committee for DeLaSalle High School, drafting the Investment Policy Statement for Endowment Funds. This is a volunteer role with no compensation.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Piper Jaffray & CO.
Piper Jaffray & CO.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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