Daniel Kelly
Daniel Kelly is a registered investment advisor at Thoroughbred Financial Services, LLC, based in Jackson, TN, with 32 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 3,400 clients with $3.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TFS charges a fee based on the amount of assets they manage. The fees are negotiable and can depend on the types of investments, complexity of the portfolio, reporting frequency, and other services provided. Here's a breakdown of the fees for different programs:
- Vanguard/Ascensus: 1% of the account value
- Thoroughbred Program (discretionary or nondiscretionary): 1.75% on the first $1,000,000 of assets, 1.25% on amounts exceeding $1,000,000
- Bond-Timing: 1.75% on accounts up to $500,000, 1.50% on accounts between $500,000 and $1 million, 1.15% on accounts between $1 million and $5 million. Fees are negotiated for accounts over $5 million.
- Cambridge Account (discretionary or nondiscretionary): 1.75% on the first $1,000,000 of assets, 1.25% on amounts exceeding $1,000,000
- Identified Portfolio: Never more than 2.00% of the account
- Identified Manager: Never more than 2.00% of the account
- Envestnet: Never more than 2.50% of the account
- Identified Portfolio (account data not available in electronic format): 1.25% on the first $1,500,000 of assets, 1.00% on amounts exceeding $1,500,000
Location
7 Security Drive, Jackson, TN, 38305
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Daniel is an insurance agent with Thoroughbred Financial Services since 2000, dedicating a few hours per week to this role. He sells life, disability, medical, and long-term care insurance.
Employment History
Current Registrations
Thoroughbred Financial Services, LLC
Thoroughbred Financial Services, LLCBroker
Previous Registrations
Advanced Financial Planning Securities CorporationBroker
Advanced Financial Planning Securities CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.