Bob Ray Cross

Usi Advisors

31 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Usi Advisors

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

68 advisors

Number of Clients

1,340 clients

Average Client Portfolio

$36.5M average

Assets Under Management

$48.9B

Fee Structure

Financial Planning:Investment management only

Location

95 Glastonbury Blvd., Suite 102, Glastonbury, CT, 06033

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Usi Advisors

January 2003 - Present · 23 yrs 1 mo

Usi Securities, INC.Broker

January 1999 - Present · 27 yrs 1 mo

Previous Registrations

Commonwealth Equity Services, INC.Broker

April 1998 - December 1998 · 8 mos

Securities Service Network, INC.Broker

March 1997 - April 1998 · 1 yr 1 mo

Ifg Network Securities, INC.Broker

December 1996 - March 1997 · 3 mos

Buckhead Financial CorporationBroker

May 1996 - December 1996 · 7 mos

Cbl Equities, INC.Broker

December 1993 - May 1996 · 2 yrs 5 mos

State Registrations15 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.