KD
KD
Kevin Dowd
31 Years of Experience
Wellesley, MA
3 DisclosuresBroker
Kevin Dowd is a registered investment advisor at Raymond James & Associates, INC., based in Wellesley, MA, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
55 William Street, Ste 250, Wellesley, MA, 02481
Get directionsHistory
Regulatory History (3)
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Customer Dispute
February 2011Denied
Customer Dispute
September 2007Denied
Customer Dispute
July 2004Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
May 2017 - Present · 9 yrs
Raymond James & Associates, INC.Broker
May 2017 - Present · 9 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2009 - May 2017 · 7 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - May 2017 · 7 yrs 7 mos
Banc of America Investment Services, INC.
October 2004 - October 2009 · 5 yrs
Banc of America Investment Services, INC.Broker
October 2004 - October 2009 · 5 yrs
Quick & Reilly, INC.
February 2003 - October 2004 · 1 yr 8 mos
Quick & Reilly, INC.Broker
February 2003 - October 2004 · 1 yr 8 mos
Advest, INC.Broker
May 2002 - March 2003 · 10 mos
Prudential Securities IncorporatedBroker
May 1994 - June 2002 · 8 yrs 1 mo
State Registrations22 states
CACOCTDEFLHIILMAMDMENCNHNJNVNYPARISCTNTXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.