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Harvey Mcinerney

Raymond James & Associates, INC.
46 Years of Experience
Wellesley, MA
4 DisclosuresBroker
View SEC Summary
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Harvey Mcinerney is a registered investment advisor at Raymond James & Associates, INC., based in Wellesley, MA, with 46 years of industry experience. Harvey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

55 William Street, Ste 250, Wellesley, MA, 02481

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2004
Denied
Customer Dispute
December 2002
Settled
Customer Dispute
October 2002
Settled
Customer Dispute
February 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Harvey owns 100% of Morfworx, LLC, a product design and development company, since 2020. He spends about 10-20% of his time on this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
March 2023 - Present · 3 yrs 7 mos
Raymond James & Associates, INC.Broker
March 2023 - Present · 3 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2015 - March 2023 · 7 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
November 2015 - March 2023 · 7 yrs 4 mos
Stifel, Nicolaus & Company, IncorporatedBroker
November 2008 - November 2015 · 7 yrs
Stifel, Nicolaus & Company, Incorporated
November 2008 - November 2015 · 7 yrs
RBC Capital Markets Corporation
October 2002 - November 2008 · 6 yrs 1 mo
RBC Capital Markets CorporationBroker
October 2002 - November 2008 · 6 yrs 1 mo
Morgan Stanley Dw INC.Broker
October 1998 - October 2002 · 4 yrs
A. G. Edwards & Sons, INC.Broker
November 1990 - October 1998 · 7 yrs 11 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
September 1987 - November 1990 · 3 yrs 2 mos
Painewebber IncorporatedBroker
September 1982 - September 1987 · 5 yrs
Fidelity Distributors CorporationBroker
March 1980 - August 1982 · 2 yrs 5 mos
State Registrations16 states
AKCACTDCFLILMAMDMEMTNCNHNMNYRIVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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