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Arthur Hooker

32 Years of Experience
Fayetteville, NC
Broker

Arthur Hooker is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Fayetteville, NC, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

208 Park St, Fayetteville, NC, 28305

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Arthur is the owner and president of The Hook 1, Inc., a pass-through S Corp. He dedicates minimal time to this business.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2015 - Present · 10 yrs 7 mos
Raymond James Financial Services, INC.Broker
October 2015 - Present · 10 yrs 7 mos
Previous Registrations
Raymond James & Associates, INC.
January 2005 - October 2015 · 10 yrs 9 mos
Raymond James & Associates, INC.Broker
December 2004 - October 2015 · 10 yrs 10 mos
UBS Financial Services INC.
June 2001 - December 2004 · 3 yrs 6 mos
UBS Financial Services INC.Broker
November 1998 - December 2004 · 6 yrs 1 mo
Interstate/johnson Lane CorporationBroker
September 1993 - December 1998 · 5 yrs 3 mos
State Registrations17 states
ARAZCOFLHIKYMDMONCOHPASCTNTXUTVAWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Arthur Hooker - Financial Advisor | TrueAdvisor