Paul Mumma is a CFA-designated registered investment advisor, based in Minneapolis, MN, with 31 years of industry experience.
Location
901 3rd Ave S, Minneapolis, MN, 55402-3367
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Paul serves on the Board of Directors for the Institute for Portfolio Alternatives, an industry trade association, since 2022. He helps provide guidance and consultation on the organization's strategy and ongoing affairs, dedicating about 10-20% of his time to this role.
Employment History
Current Registrations
American Enterprise Investment Services INC.
American Enterprise Investment Services INC.Broker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ameriprise Financial Services, INC.Broker
Columbia Management Investment Distributors, INC.Broker
Riversource Distributors, INC.Broker
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
Pruco Securities CorporationBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.