Stephen Kairies
Stephen Kairies is a ChFC-designated registered investment advisor at Access Financial Services, INC., based in Minneapolis, MN, with 18 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 322 clients with $440M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.85% |
| $1.0M - $2.0M | 0.70% |
| $2.0M - $3.0M | 0.60% |
| $3.0M - $5.0M | 0.40% |
| $5M+ | 0.20% |
Schedule is for Balanced and Equity Portfolios. Fixed Income Portfolios have a different schedule: First $500,000: 0.500%; Next $500,000: 0.425%; Next $1,000,000: 0.350%; Next $1,000,000: 0.300%; Next $2,000,000: 0.200%; Over $5,000,000: 0.100%.
Fee Estimator
Location
1650 West 82nd Street, Suite 850, Minneapolis, MN, 55431
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2008Customer Dispute
July 1988Other Business ActivitiesSells Insurance
Stephen is an agent with Northwestern Mutual Life Insurance Company since 1990, selling fixed annuities, fixed life, accident & disability, and health insurance, taking about half of his time. He is also the founder and CFO of Access Financial Services, an independent RIA, and a registered representative with Northwestern Mutual Investment Services, LLC, selling and servicing variable life insurance and annuities, dedicating about 10-20% of his time.
Employment History
Current Registrations
Access Financial Services, INC.
Previous Registrations
Fsc Securities Corporation
Fsc Securities Corporation
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.