MC
CFP
MC
CFP

Marta Cappa

32 Years of Experience
Issaquah, WA
Broker

Marta Cappa is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Issaquah, WA, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1180 NW Maple St, Suite 150, Issaquah, WA, 98027

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
March 2024 - Present · 2 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
December 2013 - March 2024 · 10 yrs 3 mos
Wells Fargo Clearing Services, LLC
December 2013 - March 2024 · 10 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1993 - December 2013 · 20 yrs
Multi-Financial Securities CorporationBroker
September 1993 - December 1993 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 1993 - December 2013 · 20 yrs 9 mos
State Registrations10 states
AZCAGAMENCNVNYORSCWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Marta Cappa - Financial Advisor | TrueAdvisor